A modestly scaled firm of Chartered & Certified Financial Planners (Sole Trader) located in the North of England servicing a client database within Yorkshire, Northumberland and Durham.
£10.4m FUM generating a recurring income of c£76k plus a further £20k of retainer fees.
Fully FA compliant. Loyal and long standing client portfolio all retained on service agreements.
Reaching a life milestone and reflecting on opportunities outside of the financial services sector the Principal of this firm wishes to achieve a retirement and industry exit over the next 2 years.
Interest is sought from culturally compatible and financially secure advisory firms with client servicing capabilities in the North of England.
A deal is sought providing the Principal a capital event with ETR eligibility at market rate in the region of £300k paid over 24 months plus ongoing consultancy in an ambassadorial or advisory form during the deferred buy-out term.