Background
A modestly scaled IFA firm trading in a traditional style – established and managed by a 66 year old sole trader / adviser now seeking a retirement opportunity.
86 clients – all long-standing and loyal to the firm who have been provided with sterling advice and guidance since the firm’s formation in 1998.
£16m of client monies are managed in a wholly FCA compliant form generating modest profits and a RI of £87.5k.
Required
The founding Principal recognises the time has arrived to secure a fresh custodian for his client portfolio located throughout South Wales and the Midlands.
Interest is invited from IFA / Wealth Management firms with client servicing capabilities within these areas.
It is hoped deal terms can be reached enabling a smooth and seamless client transition during 2026.
Consideration
Market rate buy-out terms are reasonably sought on a trade and asset basis for this clean, well managed, and wholly FCA compliant client database.
Express Interest
